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Race, Culture and Nation |
Towards a Trinitarian Politicsby Assistant Professor
in the Department of English,
Three
important sorts of relevance of the doctrine of the Trinity are implied here:
In his treatise Religion Within the Limits of Reason Alone,3 Emmanuel Kant elaborates the first of these. He distinguishes two kinds of societies: the 'juridico-civil (political) state,' in which persons 'all alike stand socially under public juridical laws (which are, as a class, laws of coercion),' and the 'ethicocivil state,' in which persons 'are united under non-coercive laws, i.e., laws of virtue alone' (87). As an example of a juridico-civil state, Kant points to what he calls 'the Jewish theocracy,' whose laws were all characterized by 'external compulsion' rather than 'the inner essence of the moral disposition' (74). This kind of state is consistent with a conception of God as simply unitary and non-immanent, a conception to be contrasted with the Christian ideas that one Person of the Trinity became immanent in the world and another distributes gifts which allow recalcitrant mankind to fulfill the law 'spontaneously.' Thus, Kant likens an ethical commonwealth to a household (family) under a common, though invisible, moral Father, whose holy Son, knowing His will and yet standing in blood relation with all members of the household, takes His place in making His will better known to them; these accordingly honour the Father in him and so enter with one another into a voluntary, universal, and enduring union of hearts. (93) This analysis raises problems, as Kant himself recognizes. Both the existence of the juridicocivil state and the trinitarian scheme of renovation assume the fallen condition of man. Since man is fallen, and we have no assurance that all persons at all times will be redeemed, we recognize as impossible a comprehensive state based simply on 'the inner essence of the moral disposition'; coercive law cannot be dispensed with. At the same time, Kant's analysis implies an absolute qualification of statutory law; insisting upon the operation of internal compulsion, it regards persons as essentially moral, and places limits on external constraints. Another way of putting this might be to say that persons have a relationship to God prior to their relationship to the juridicocivil state.4 Kant
also alludes to the second area of trinitarian application to politics: An earlier exercise in trinitarian politics--that of John Wyclif--combines the questions of relation of subject to sovereign, constitution of Government, and the principles governing different elements in society which make these a unity. Wyclif argued that the 'three estates' constituting society correspond to the three Persons of the Trinity: Corresponding to the Father,
power, are secular lords, to the Son, wisdom, are the clergy, and to the Holy
Ghost, love, are the commons.5 Here, a locus of power is
identified, but, in accordance with the trinitarian formula, this power co-exists
with the complementary qualities of 'wisdom' and 'love,' whose loci are elsewhere
in the concordant society. Moreover, that wisdom and love are distinct from power
but neither subordinate to it nor separate from it points to the crucial importance
of what are perhaps the defining qualities of 'personality'--wisdom and love,
or reason and will--in the political dispensation envisaged by Wyclif. The identification
of 'wisdom' with the clergy suggests the political importance of a repository
of authority distinguished from, but complementary to, 'might.' That the 'commons'
are held to be analogous to the Holy Ghost and love seems to imply a measure of
consent or voluntariness on the part of the governed. Well before Wyclif, Gregory of Nazianzus formulated, at least implicitly, the question of the relation of the Trinity to politics: The three most ancient opinions about God are atheism (or anarchy), polytheism (or polyarchy), and monotheism (or monarchy). The children of Greece played with the first two; let us leave them to their games. For anarchy is disorder: and polyarchy implies factious division, and therefore anarchy and disorder.... What we honour is monarchy: but not a monarchy confined to a single person; for a single entity may be divided against itself and become many.6 The political metaphors which Gregory uses emphasize the problem of unity in diversity: he rejects both atheism and polytheism--conceptual supports for 'pluralism'--because they entail fragmentation. At the same time, he does not advocate simple monotheism, which is consistent with unity, but, because it involves 'a narrow, jealous, impotent' God, not with differentiation or distinction. He sees in the qualified monotheism of trinitarianism a concept of God which sustains unity without requiring uniformity. As we shall see, there are important ways in which 'atheism' and 'polytheism' (as extensions of dualism) do engender or support political anarchy--opposition, division, 'violence.' At the same time, simple monotheism is, as both Chesterton and Kant observe, consistent with political absolutism, with 'oppression,' which, in turn, may breed reaction or revolution and thus revert to dualism. Perhaps this is what Gregory means when he speaks of 'a single entity' becoming 'divided against itself.' The trinitarian concept seems to reconcile the claims of 'personality' with a principle of unity. These historical examples are of interest both because they direct our attention to some areas of the relevance of theology to politics and because associated with the Persons of the Trinity; see, e.g., The Sermons of John Donne, edited by George R. Potter and Evelyn M. Simpson (Berkeley and Los Angeles: University of California Press, 1953-59), Vol. 9, 85, and Sir Henry Godyere's The Mirrour of Maiestie (London, 1619), they demonstrate the concern of Christians to relate their political structures to their understanding of God as the Trinity. That this concern is ongoing is indicated by the further efforts of more recent commentators to analyze political issues from a trinitarian perspective. Thus, in terms reminiscent of Gregory's , W. H. Auden relates political order to criteria outlined in the Athanasian Creed.7 Civilization--that is, 'high grade social order'--makes, he says, two presuppositions: '(a) that throughout this universe there is one set of laws according to which all movements and events in spite of all difference agree in happening'; and '(b) that, nevertheless, there are in this universe many different realms or societies, each composed of a class of things peculiar to itself to which events of a peculiar kind happen (one important peculiarity is position in time), and that the peculiar laws of these several realms are modifications of the universal law mentioned in (a)' (131). Here, (a) refers to a unifying principle underlying reality, a principle of objective rectitude. However, (b) implies that this rightness need not be manifested uniformly in all things but may be expressed in different (though not contradictory) ways. Hence, (b) suggests the possibility of distinction--but not 'autonomy'8--of individuals or particulars within the unity of the 'law.' Auden then argues that corresponding to these two assumptions 'are two heresies by which civilization has constantly been threatened.' These heresies are both defined in the Athanasian Creed: 'dualism' or 'dividing the substance,' and 'monism' or 'confounding the persons.' These are the two 'psychological structures' about which Spicer expresses apprehension. 'Dualism'
Auden defines as 'the denial of any relation between the universal and the particular,
that is, that the particular laws are modifications of the general law.' There
is, Auden argues, a further corollary of dualism, which he describes as 'an empiricism
which denies the necessity of any metaphysics.' Politically, this 'modification'
of dualism is 'individualism' and manifests itself as 'the atomic view of society
as a multiplicity of unrelated special individuals pursuing special unrelated
occupations. 'It is, Auden suggests, consistent with atheism: Nevertheless, Auden claims, even in such an 'atheistic' dispensation, there is a need for order, which may lead to identifying 'the universal with the political.' Where no 'universal law' is recognized, the principle of order has to be manufactured-by politicians, whose special function this ostensibly is. The danger inherent in dismissing the concept of God as legislator and replacing him with politicians Auden explains: 'On the liberal assumption that the politician has the unique occupation of keeping order between all the other unique and non-political occupations, the moment serious disorder occurs he is obliged to become the dictator.' The paradox here is that, just as monarchy may breed revolution and, thus, fragmentation, so may pluralism issue in a demand for order or stability that leads to 'monarchy.' From the assumption that society is composed of disparate individuals or functions, one of which is the political, particularism is in danger of becoming its opposite, 'monism,' 'the assumption that the peculiar laws of one of the peculiar realms are the universal laws from which all the others are derivative.' In Auden's example, the peculiar laws of the political function come to be regarded as universal laws. While Auden's analysis is primarily a critique of the extremes of monocracy and anarchical individualism, it reminds us of some important limitations of' democracy,' which seeks to reconcile order and freedom. Its dilemma, however, is that it may do this by constructing a dualism, one side of which-the state-may behave as a monism while the other side is a particularism. The dualism is the political versus the 'personal,' or, in Kant's terms, the political versus the ethical. This is the kind of split that Auden has in mind when he speaks of the unique or separate occupation of the politician: our lives tend to become compartmentalized, 'politics' falling into one compartment and 'private affairs' into the other. This kind of perhaps inevitable compromise between order and freedom can be seen to constitute an uneasy marriage of the practical correlates of monotheism and atheism whose limitations are brought into focus by the trinitarian perspective. One of these limitations is that the political-personal dualism involves opposition, with the result that the two spheres may make contradictory demands upon us: the augmentation of the political tends to entail the deprivation of the personal. Moreover, recognition of the political as autonomous from the personal can lead to its constant self-consolidation, precisely because it may be seen as not subject to external restraints or sanctions. At the same time, because the political is generally characterized by greater unity (or, at least, more concentrated power) than the personal, which consists of disparate individuals pursuing widely divergent private objectives, the political tends to make inroads into the personal. If Kant is correct in regarding the political as characteristically a coercive order, the undesirability of these inroads is obvious. Related to this question is the individual's function within the political realm. It consists, in ballot-box democracy, largely in voting, in converting the process of making choices from a qualitative to a quantitative one. While this does permit participation in collective decision-making, the underlying assumption that every vote is equal implies the abolition of distinctions between persons; the voter, as voter, is in danger of being reduced from a complex personality to an arithmetical unit in a process that might be described as 'the monotheism of the mathematical majority.' In trinitarian terms, this situation is unsatisfactory, for, if it insists on anything, the concept of the Trinity insists that the parties to an association must be persons, must retain distinctiveness. Insofar as political decision-making is in this sense 'impersonal,' any tendency for the political sphere to become comprehensive must be restricted. Another problem with 'majority democracy' arises from the trinitarian account of the relation of God to man. As we have seen, the trinitarian scheme of salvation supposes that man is fallen. The question is: Can we trust the insights of a majority of fallen beings to be in any absolute sense 'right'? This question was addressed, at least implicitly, by Wyclif: he recognized that authority (that is, rectitude) is distinct from the love or will of 'the commons.' We must resist the temptation to believe that adding together the opinions of individuals is a reliable way of arriving at truth; it is merely a way of arriving at what most of them want, which is, of course, quite another matter. To use Auden's terms again, the democratic process first 'divides the substance' by ascribing equal validity to the opinion of every particular individual, and then may 'confound the persons' by deriving the 'universal law' from the sum of these particular 'laws.' The point that I want to make is that we ought not to confound the will of the majority with authority; the trinitarian account, insisting that the 'law' of righteousness is prior to human determinations, reminds us once again that careful restrictions must be placed upon the political, restrictions defined by the ethical relationship of persons to God's 'law.' The question of the limits of the claims of the group over the individual can also be looked at from the perspective outlined by Herbert W. Richardson in an article entitled 'A Philosophy of Unity,'9 which develops a philosophical underpinning for trinitarianism. Three aspects of Richardson's argument are particularly relevant to my discussion: (1) his elaboration of the relationship between being and essence; (2) his criticism of monotheism, dualism, and pluralism; (3) his identification of three categories of unity. As he himself says, 'if my thesis is correct, then it is of utmost importance not only to the intellectual but also to the political order.' Richardson's discussion of the relationship between being and essence is interesting first because of his treatment of the question of unity or integrity and second because this relationship involves the problem of the many and the one. In the course of his argument, he successively asserts that the being of a thing consists in its unity, that the 'oneness' of things is their identity, and that 'oneness cannot be understood apart from an essence, for it is the oneness of that essence, i.e., its identity.' While being or oneness is what is the same in all things and 'whatness or essence' is what distinguishes things one from another, both these categories coincide in any thing. The importance of this argument is that it identifies the integrity of a thing with its resistance to becoming something else or nothing at all. The essence of a person is not simply numerical distinction but personality. The political issue is concerned not only with the existence or being of units, but with the essence which distinguishes entities as persons. In his elaboration of being and
essence, Richardson remarks that explanations of the relationship between the
two tend to imply fallacies or unacceptable conclusions. Two dangers he specifies:
(1) the identification of 'being with one kind of essence and not with another';
(2) the acknowledgement 'that being is not one, but is as many as the distinctions
appropriate to the realm of essence.' In these two, we recognize the two' heresies'
outlined by Auden. The first is a kind of 'confounding of persons': being is related
to the essence of one category of things only, and other categories therefore
are inferior or subordinate. The political expression of this 'heresy' is, as
we have seen, the imposition of one particular law (or essence, or personality)
on all others. The second error is a 'dividing of the substance': as Richardson
says, 'to identify being universally with the realm of essence implie[s] that
being is many.' This is pluralism; reality is radically divided; there is no principle
of unity. Richardson claims that Plotinus postulated this kind of pluralism and
tried to preserve unity by proposing a 'transcendent and unknown One.' The problem
with this account, says Richardson, is that it 'absolutely divid[es] the world
from its essential unity (the One).' This situation is like the tendency which
occurs in the political realm: Having,
'by asserting that being is that oneness which constitutes the identity of things,'
given' an account which preserves the universality of being without either (1)
relegating it to a transcendent order or (2) sacrificing its intrinsic unity,'
Richardson proceeds to discuss what he calls 'the Three Hypostases of Unity.'
Moreover, they are not mutually exclusive: the occurrence of one form of unity does not preclude the coincidence of the others. This analysis again, a trinitarian analysis--once more has important political implications. For one thing, it asserts absolutely the claims of the individual relative to any association or whole of which it may be a part: 'the characteristic of reality is unity,' says Richardson, 'and it is "as real" to be an individual as it is to be a whole.' Thus, it implies that the individual is not subordinate to the group. Further, if as we suggested earlier the identity of the human individual is inextricably bound to his essence--that is, personality--then it implies that the integrity of the individual as a person has an absolute validity. Any other category of unity--relationality or wholeness--which violates this personal integrity is, in Richardson's trinitarian view, questionable. At the same time, of course, the trinitarian account cannot be an absolute individualism or particularism, for, as Richardson observes, the unities of relationality and wholeness have equal validity. This poses problems, for we have grown accustomed to regarding the group and the individual as in some ways antithetical. Indeed, as my discussion of the dilemma of democracy suggests, there is some warrant for this assumption of antagonism. But the trinitarian picture gives both the individual and the association a basic and a coincidental validity. This leads to the conclusion that any relation or complex of relations should not abrogate the identity of any individual who is party to that relation. If human individuals are persons, then their participation in relations must not abrogate their personality. More particularly, if personality is a 'centre of consciousness' defined as Augustine suggests by reason and will (or wisdom and love),10 then an association which diminishes or negates one or both of these qualities is in trinitarian terms unsatisfactory; if a relationship entails the obviation of the essence, the defining characteristics, of one of the participants, then it is violating an important kind of unity. An association may compromise the reason not only by forcibly restricting it but also by obscuring the basis of judgement--in the trinitarian view, 'the universal law.' For this reason, again, a trinitarian politics must distinguish 'authority' from power, perhaps even identify this authority with some institution, as Wyclif identifies it with the church. At the same time, the will may be compromised not only by direct prohibition of its exercise but also by limiting its effective exercise, say, by the vetoing of a person's choices or by the holding him responsible for other people's choices. Even if such restriction is an inevitable feature of any 'juridico-civil' state, the trinitarian account (as Richardson presents it)reminds us that a relational unity (such as exists between the state and the person, or among the persons comprising the state) which subsists by virtue of the denial of the essence or integrity of one of the parties is flawed. The trinitarian criteria not only caution us against regarding any political order as ideal but they also suggest a definition of the limits of the claims of the state, as a relationality, over the individual. There is, of course, a complementary aspect to this question, one bearing in a different way upon Richardson's second kind of unity, the relational. If one party to an association is in some measure a non-entity (because his essential qualities are obviated) the association itself is unstable; it loses its integrity as a relation. Thus, for example, in a dictatorship, where, politically, the reason and will of one person are alone effectively operating, several consequences must ensue. One of these is that the political dispensation will lack variety and complexity; it will be rigid, static, and uniform. Hence, it will be weak. At the same time, it will lack the vitality that voluntariness imparts to any association. Moreover, since the persons (at least some of them) over which it exercises control will eventually seek to assert their 'integrity,' their personality, it will be subject to revolution, to internal division. To the extent, then, that a political association, by denying personality, is non-relational, it will be rigid, narrow, and unstable. Rather than expressing the unity of relationality, it will manifest destructive disintegration. In other words, as the term 'relationality' implies, mutuality is a crucial element in this kind of unity: what is good for one party to the association is good for the relationality; what is disintegrative of one party is destructive of the relationality. Further,
just as the unity of relationality (or of wholeness) is not the same as the unity
of the individual, so the unity of the more-than-one carries with it benefits
beyond those of integral, but unrelated, individuality. Here are a few obvious
examples: a man and a woman, as discrete entities, cannot reproduce except through
a relational unity; ten men in concert can lift a stone that the same ten men,
acting singly, could never raise; brush, paint, canvas, and artist are all integral
beings, but their relational union issues in something new, 'extra.' Arising from the trinitarian account, then, are two important kinds of political significance, one which is 'negative' in emphasis, and one essentially positive. The first of these has to do with the asserting or defining of the limits of power, especially, delegated power. Each of the writers I have cited makes this point: Gregory, by complaining that simple monotheism entails a 'narrow, jealous, impotent' God, at least implies that some kinds of undistributed power are untenable; Wyclif insists that political power divorced from the sanctions of authority (perceived by those learned in God's law and the 'love' of persons governed is unacceptable and that 'law,' ultimately, is not a creature of, but a limitation to, temporal power; Kant observes that the defect of the political state--be it monarchical, aristocratic, or democratic (93)--is that it is a coercive order; Auden warns of the dangers implicit in erecting 'the political' into the tabernacle of 'universal law'; and Richardson's philosophy of unity seems to require that no association (including the political unity of the state) should violate the integrity) of personality. Negatively, then, trinitarianism sets limits on political power in two ways: by insisting upon what might be called the 'rights of individuals,' that is, their integrity as persons, and by suggesting (as do Wyclif and Kant) non-unitary constitutions. The more positive
conclusion to be drawn from the trinitarian account is that the properly-constituted
group is not antithetical to the individual. Indeed, the unity of relationality
offers the integral person benefits that he could not acquire in isolation. Thus,
the Trinity teaches us that the unity of relationality is desirable--so long as
it does not require the destruction of the unity of the individuals subscribing
to it. God the Trinity is more than the sum of three unrelated Persons. The unity
of the diversity is a whole greater than, say, three separate gods. At the same
time, the trinitarian account of salvation implies a communication of that whole
with man, in a relationality, which involves a realization of personality in a
fuller way than, say, by a unitary, disincarnate deity promulgating regulations
for human behaviour. The pictures that the Trinity--as a society Itself and in
its relations with man-provides of relationality are a validation of this kind
of unity . Our relationalities, of course, cannot duplicate the Trinity, which
is perfect unity in diversity; moreover, once again the account of the Trinity's
relations with man reminds us of our own imperfections and of the necessary inadequacies
of our own associations. This is, admittedly, a preliminary exploration. However, it does point to some important ways in which the doctrine of the Trinity has political implications, and it does generate some criteria for a trinitarian politics. The Trinity--as an epitome of differentiated unity, of diverse yet cooperative sovereignty--seems to furnish a uniquely Christian insight into questions of social and political organization. Reference notes 1 'The Trinity: A Psychological God,' SR 5/2 (1975-76), 117; hereafter cited as Spicer. 2 London: Fontana, 1961 (first published 1908), 133-34. 3 Trans. by Theodore M. Greene and Hoyt H. Hudson (New York: Harper Torchbooks, 1960); thereafter cited as Kant 4 For a discussion of the concept of 'the autonomy of the spiritual life' in English Common Law, see Richard 0' Sullivan's Christian Philosophy in the Common Law (Westminster, MD: The Newman Bookshop, n.d.), an expansion of a paper on 'The Foundations of English Freedom' read to the Aquinas Society in 1942. 5 'The Clergy May Not Hold Property,' The English Works of John Wyclif (London: Early English Text Society, n.d.), 362-63. During the English Renaissance several writers held that temporal sovereignty must embody the power, wisdom, and love conventionally 6 Quoted in The Later Christian Fathers, ed. by Henry Bettenson (London: Oxford University Press, 1970), 116. 7 'A Note on Order,' The Nation (February 1, 1941), 131-33; hereafter cited as Auden. 8 The 'autonomy' to which I refer here is that described by Nathan A. Scott as implying that 'man himself is the source of the law of life and ... the culture which he creates is not therefore to be measured by reference to any ultimate principle. 'The Modern Experiment in Criticism: A Theological Approach,' The New Orpheus (New York: Sheed and Ward, 1964), 170. 9 Harvard Theological Review 60 (1960), 1-38; hereafter cited as Richardson. 10 See, for example, C. N. Cochrane, who in Christianity and Classical Culture (London Oxford University Press, 1957) says of Augustine: 'in the Trinity, he discovered a principle capable of saving the reason as well as the will, and thus redeeming human personality as a whole' (384). Dennis R. Klinck is Assistant Professor in the Department of English, University of Saskatchewan, Saskatoon. SR 8/1, pp. 57-66 / hiver/winter 1979 / imprimé au Canada/printed in Canada FAIR USE CLAIMED for limited study and non-commercial purposes. Further Reading: The Church and the Trinity by Geoffrey Dobbs in the "Australian Heritage Series" "The Foundations of Liberty," by Canon Arthur Fellows |
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by the Australian League of Rights, Box 1052. G.P.O. Melbourne 3001. |